Section 404 Compliance 

 

 

Performing top-down risk assessment to establish significant accounts and transactions

Documentation of Entity Level Controls including incorporation of the COSO framework

Assessment of testing including including classification of findings

Fraud risk assessment

Identification of controls; documentation of controls; Selection of key controls and testing of controls on behalf of management

Remediation assistance

Scoping of testing including operations to be included in testing

Reporting on findings and presentation

Discussion and merging of testing with External Auditor's work